Ask who owns each step of the workflow (inputs, checks, approvals, sign-offs), and what happens when something breaks. Request examples of exception handling, documentation practices, and escalation paths. Also review technology maturity (integrations, audit trail, access controls) and business continuity planning.
On the governance side, focus on approval ownership and delegation, coverage during breaks and absences, escalation paths and SLAs, onboarding structure, reporting cadence, documentation practices, and business continuity planning.
On the technology side, evaluate the platform's capabilities and roadmap, degree of automation, client access to data in real time, integration with upstream and downstream systems, regulatory certifications and security controls, and service responsiveness against defined SLAs.