Superior fund compliance solutions and AML officer Services

Our services

AML officer services

  • We adhere to AML compliance through effective policies, procedures, and controls.
  • We evaluate and address money laundering risks by implementing risk mitigation measures.
  • We centralize the reporting of suspicious transactions, monitor activities, conduct customer due diligence, and detect potential money laundering indicators.
  • We protect the institution's reputation by preventing involvement in illicit financial activities and ensuring AML compliance.
  • We receive and investigate suspicious activity reports (SARs) and report them to the Cayman financial reporting authority when necessary.
  • We regularly review information from administrators and managers to comply with AML and financing compliance.

FATCA/CRS filing

  • We can assist with due diligence, reporting, drafting business requirements, and providing compliance training.
  • We offer expert FATCA/CRS filing assistance to investment management firms.
  • We adhere to and comply with international tax reporting obligations.
  • We possess a thorough understanding of the intricate regulatory requirements of FATCA and CRS and their implications for your unique business requirements.

Blue sky filing

  • Prepare Form ID to obtain EDGAR filing codes.
  • Prepare and file Form D and its amendments.
  • Research state exemptions and filing requirements.
  • Provide a blue sky spreadsheet with exemptions for historical purposes.
  • Prepare and file state securities filings.

Franchise tax

  • We provide accurate and up-to-date information on filing requirements, deadlines, and applicable fees.
  • We review your financial records and calculate the tax liability.
  • We help gather the necessary information, fill out the forms, and submit them to the appropriate state authorities.
  • We'll help you stay organized by managing and monitoring the deadlines for each jurisdiction where your business operates.