Superior fund compliance solutions and AML officer Services
Our services
AML officer services
We adhere to AML compliance through effective policies, procedures, and controls.
We evaluate and address money laundering risks by implementing risk mitigation measures.
We centralize the reporting of suspicious transactions, monitor activities, conduct customer due
diligence, and detect potential money laundering indicators.
We protect the institution's reputation by preventing involvement in illicit financial activities and
ensuring AML compliance.
We receive and investigate suspicious activity reports (SARs) and report them to the Cayman financial
reporting authority when necessary.
We regularly review information from administrators and managers to comply with AML and financing
compliance.
FATCA/CRS filing
We can assist with due diligence, reporting, drafting business requirements, and providing compliance
training.
We offer expert FATCA/CRS filing assistance to investment management firms.
We adhere to and comply with international tax reporting obligations.
We possess a thorough understanding of the intricate regulatory requirements of FATCA and CRS and
their implications for your unique business requirements.
Blue sky filing
Prepare Form ID to obtain EDGAR filing codes.
Prepare and file Form D and its amendments.
Research state exemptions and filing requirements.
Provide a blue sky spreadsheet with exemptions for historical purposes.
Prepare and file state securities filings.
Franchise tax
We provide accurate and up-to-date information on filing requirements, deadlines, and applicable fees.
We review your financial records and calculate the tax liability.
We help gather the necessary information, fill out the forms, and submit them to the appropriate state
authorities.
We'll help you stay organized by managing and monitoring the deadlines for each jurisdiction where
your business operates.